Flagship engagement
Regulatory readiness audit
A full-scope readiness engagement that tests how your fintech controls perform under the questions regulators and bank partners actually ask.
From NT$420,000 per engagement
Request an audit brief
Who this is for
Licensed or pre-licence payment institutions, electronic payment institutions, lending platforms, and wealth distribution firms in Taiwan that need an independent view before an FSC dialogue, bank sponsorship renewal, or investor diligence window.
What is included
- Licence-obligation map tied to your product catalogue
- Sampling of KYC files, transaction exceptions, and complaint logs
- Walkthroughs with compliance, operations, and product owners
- Ranked findings letter with remediation owners and suggested timelines
- Closing briefing with your board or management team
What is not included
- Formal attestation letters for statutory financial statements
- Legal opinions on licence eligibility
- Remediation implementation or staff secondment
- Ongoing outsourced compliance officer services
How the engagement runs
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Brief and scope lock
We confirm licence class, product lines, review window, and document access. You receive a written scope note before fieldwork begins.
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Evidence collection
Your team shares policy packs, sample files, and system extracts. We schedule walkthroughs in Taipei, Pingtung, or by secure video for distributed teams.
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Testing and challenge
Auditors test controls against stated procedures, flag gaps, and discuss provisional findings with process owners before the letter is finalised.
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Findings delivery
You receive a ranked findings letter, evidence index, and a closing briefing. Follow-up clarification calls are included for fourteen days.
Ready to brief us?
Share your licence status, product scope, and review window. We will confirm fit and propose dates.
Contact the audit team